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Self-regulatory organization
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221	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 18, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-19 08:19:15 Finance Financial Industry Regulatory Authority Securities research Financial analyst Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Investment banking Global settlement United States securities law Financial system Financial economics
222	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-07 10:26:04 Securities Financial economics Melville Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
223	Examining the Efficiency and Effectiveness of the U.S. Securities and Exchange Commission February 2009 Add to Reading List Source URL: www.centerforcapitalmarkets.com Language: English - Date: 2013-08-21 09:49:06 U.S. Securities and Exchange Commission Financial system Investment Company Act Self-regulatory organization Financial Industry Regulatory Authority Securities Exchange Act Securities and Exchange Commission Christopher Cox Center for Audit Quality United States securities law Financial regulation Economy of the United States
224	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-11 15:06:03 Investment Industry Regulatory Organization of Canada Financial economics Universal Market Integrity Rules Financial system Business Finance Securities Self-regulatory organizations Financial regulation
225	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-05 15:11:04 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Securities Self-regulatory organizations Financial regulation
226	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-17 15:46:05 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Securities Self-regulatory organizations Financial regulation
227	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-21 10:31:03 Securities Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
228	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-07 14:21:05 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
229	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-18 15:51:04 Investment Industry Regulatory Organization of Canada Business Self-regulatory organizations Securities Financial regulation
230	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-11 10:11:04 Investment Industry Regulatory Organization of Canada Securities Financial economics Economics Financial Literacy Month Investor education Better Business Bureau Canadian Investment Manager Universal Market Integrity Rules Business Self-regulatory organizations Financial regulation

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